A FINRA arbitration panel in Tampa, Florida awarded $1,088,063 in compensatory damages and interest in favor of a broker-dealer represented by Jenks & Harvey LLP, relating to the cancellation of a trade involving AgriBank FCB bonds. (FINRA Case ID 16-01718, Suntrust Robinson Humphrey, Inc. v. Calton & Associates, Inc. v. William Blair & Company L.L.C.).
The decision was unanimous. The defense was led by Jenks & Harvey LLP partners Debra A. Jenks and Robert J. Harvey.