All Claims Dismissed With Prejudice
A FINRA arbitration panel in Atlanta, Georgia dismissed all claims with prejudice in favor of a broker-dealer represented by Jenks & Harvey LLP relating to trades involving ProShares Ultra VIX Short-Term Futures ETF (“UVXY”) options. The panel granted a motion to dismiss after the conclusion of claimant’s case-in-chief. (FINRA Case ID 16-03721, Sterling Huntley v. Apex Clearing Corporation and TradingBlock.).
The decision was unanimous. The defense was led by Jenks & Harvey LLP partners Debra A. Jenks and Robert J. Harvey.